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Harold Doley

Harold E. Doley, Jr.
Born Harold Emanuel Doley, Jr.
March 8, 1947
New Orleans, Louisiana
Residence Madam C.J. Walker Estate, Irvington-on-Hudson, NY 10533-1316
Nationality American
Citizenship United States of America
Spouse(s) Helena Cobette
Children

Harold Emanuel Doley, III

Aaron Michael Doley

Harold Emanuel Doley, III

Harold E. Doley, Jr. (born March 8, 1947) is an investment banker and founder of Doley Securities, LLC., the oldest African American owned investment-banking firm in the United States. Doley Securities, LLC. provides investment products and services to institutional clients. Ambassador Doley serves as the Chairman Emeritus and Chief Compliance Officer of Doley Securities, LLC. Ambassador Doley guides the firm’s participation in tens of billions of dollars in transactions annually involving federal agencies, state and local governments, international entities, and corporate and institutional clients.

Ambassador Doley founded Doley Securities, Inc., in 1975. Doley Securities, LLC. has been housed for four decades in the Doley Building located in the central business district of New Orleans, Louisiana.

Doley Securities, LLC., a registered broker-dealer with the Financial Industry Regulatory Authority (FINRA), it is a member of the Municipal Securities Rule making Board (MSRB) and the Securities Investor Protection Corporation (SIPC).

In 1973, Ambassador Doley bought a seat on and is the only African American to have owned a seat (there are no longer NYSE individual memberships). He operated his membership as a Floor Broker, executing orders for other members and member firms on the floor of the NYSE. Ambassador Doley began his professional career in investment banking in 1968. He served as Vice President with major Wall Street firms prior to buying his own seat. He serviced institutional accounts of banks, insurance companies, and universities with portfolios totaling over $500 million. During this period, Ambassador Doley also affected and counseled on a number of mergers and acquisitions of life insurance companies. Ambassador Doley is the Co-Founder of the U.S. Africa Chamber of Commerce. He chaired the investment committee of Southern Africa Enterprise Development Fund's (SAEDF) private equity fund and placed the first black market maker on the Johannesburg Stock Exchange. Over the years he’s advised African stock exchanges and the regulatory bodies of those stock exchanges. Ambassador Doley was honored by his industry peers as an Outstanding Broker of the Year in 1971. The Dow Jones Wall Street Journal selected him as Stock Picker of the Year in 1990.


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